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Elevate Your Investment Portfolio

Unlock Exclusive Access to Emmis Capital’s Pre-IPO Bridge Fund for NYSE & Nasdaq Listings, Traditionally Exclusive to Institutional Investors.

If your portfolio doesn’t include an investment with a Targeted Return of 25%-35% annually, it’s time to speak with Emmis about Direct Access to Secured Investments in emerging Pre-IPO growth companies.

$50,000

MIN. INVESTMENT

$50,000

MIN. INVESTMENT

Membership Interest

SECURITIES TYPE

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$50,000

MIN. INVESTMENT

$50,000

MIN. INVESTMENT

Membership Interest

SECURITIES TYPE

Emmis' investors benefit by earning a 12% dividend, paid quarterly, with annual Total Targeted Investor Returns of 25%-35%.

Once Reserved for Wall Street Institutions

Learn How to Participate in Emmis Capital's Pre-IPO Financings to Capture Exceptional Returns

NYSE and Nasdaq Ready Pre-IPO Micro-Cap Bridge Finance is a Huge Market Opportunity

Timing is Everything...

Emmis Capital launched its high-market-demand Fund to great success, and the funds first 3 monetized transactions achieved 40% Total Investor Returns.

Emmis Capital is a managed fund that invests in Pre-IPO companies preparing to list on the NYSE or Nasdaq. Buoyed by its more than 50 years combined C-suite level Wall Street experience, Emmis Capital parses through the best upcoming IPO
Fund investments tend to range from $100,000 to $1 million, depending on the size and complexity of the company, and is the typical investment range anticipated by the Emmis Capital Fund.

Emmis further de-risks investments via its deal process partners, who perform thorough due diligence of each invested Company and often lead the successful IPO execution for the invested Company, so those Companies can focus on operations and growth.

The Emmis Bridge Fund is based on an historically successful strategy:

All debt is Secured Convertible Debt – secured Company debt or equity, with a preferred payback.

High-Growth Industries: Our pre-IPO investments target companies in high-growth sectors like technology, biotech, and disruptive industries, offering the potential for significant returns.

Favorable Entry Valuations: Investing before a company goes public allows Emmis to secure shares at a discount to the IPO price, maximizing potential gains.

Ability to Identify Winners: Our experienced management team has a strong track record of spotting promising emerging growth companies, increasing the likelihood of successful investments.

Active Management: Our boutique fund specializes in pre-IPO investing, ensuring that investments are thoughtfully selected, actively monitored, and optimized for growth.

Comprehensive Due Diligence: Our investment selection team conducts thorough due diligence, analyzing a company’s business model, competitive landscape, financial outlook, and current market intelligence to make well-informed investment decisions.

By investing with Emmis Capital, you gain access to the exciting world of pre-IPO opportunities, with the potential for substantial rewards in high-growth industries.

Come Grow with Us!

With the senior secure note structure, high coupon interest and equity ‘kickers’ of Emmis Capital, as well as the focus of its Management Team, the results of the funds initial 5 investments have come as no surprise:

Experience Returns Reserved for Discerning High Net Worth Individuals

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An Investment in Emmis Capital is exclusively for Accredited High-Net-Worth investors.
The minimum investment amount is $50,000 for a 2-year minimum term and, because of the generous terms and dividend, the investment horizon is 4 years for most investors.
Emmis has monetized 3 of their initial 5 investments, achieving investor returns well above the high end of the funds expected returns.

It all begins with a 12% annual dividend paid to you quarterly.

It’s a straightforward strategy that limits risk; by investing in our basket of upcoming IPOs, you’ll be investing in what’s usually the last significant discounted round, the pre-IPO offering. Emmis Capital strategically invests pre-IPO, securing positions before investment bankers initiate their IPO funding rounds. This approach allows our fund to capitalize on discounts and leverage the upside and excitement surrounding a stock’s public trading debut.

Best of all, Emmis’ pre-IPO company investments are Secured Convertible Notes, which receive preferential treatment in the worst-case scenario.

Your investment in Emmis Capital earns an annual 12% dividend, paid in quarterly increments, plus pro-rata shares of profits after a 2% annual management fee.

Emmis earns a 20% performance fee on all profits after a 12% investor dividend as well as a standard 2% annual management fees are distributed, until such time as the investors total returns exceed 30%, at which point the performance fee becomes 50% thereafter.

Emmis adheres to the documented investment criteria and the companies Emmis invests will become eligible to meet national stock exchange listing requirements, like the New York Stock Exchange or Nasdaq.

Why you should diversify using Emmis Capital for accelerated growth!

As of the beginning of Q4 2023, only 8 US hedge funds returned more than 40% per annum in the previous 3 years out of a staggering 3,926. Gaining access to these funds for smaller accredited investors is nearly impossible due to hefty minimum investment commitments.

Emmis’ low investment commitment and comparable targeted annual returns offer smaller accredited investors the potential for top hedge fund-like performance through secured Investments in emerging Pre-IPO growth companies.

Filling the Void with Transparency and Integrity - The Emmis Strategy

Derived from the Hebrew word for Truth, Emmis embodies truth and transparency, and stands out as a boutique investment fund meticulously crafted for discerning high net worth individuals seeking unparalleled access to early-stage, pre-IPO investments.

We proudly set our sights on Total Investor Targeted Returns of 25-35% annually. With participation deliberately limited, we offer an exclusive gateway to investment opportunities historically reserved for Wall St. insiders, ensuring that Emmis investors are part of a distinguished circle capitalizing on the most promising companies poised for upcoming market breakthroughs, as well as national securities market IPOs.

Elevate your investment journey with Emmis Capital and align yourself with a fund that not only opens new avenues of investment opportunity, but propels you towards exceptional returns  by leveraging the niche market needs of companies valued between $30-$100 million seeking to accelerate growth by accessing the millions of dollars awaiting them on Wall Street.

Innovation and Integrity: The Emmis Way!

Innovation meets integrity at Emmis Capital. By helping issuer companies finance IPO administrative fees, Emmis helps build a solid foundation for its portfolio companies, ensuring a seamless and financially sound entry into the public markets. You’re investing in a future shaped by truth, innovation, and exceptional returns.

Emmis Investment Strategy’s Three Key Advantages

1. Very strict criteria: The foundational strength of the Emmis strategy lies with limiting investment to companies actively engaged in an Initial Public Offering on a senior exchange with a well-regarded investment bank, coupled with a short time horizon.

  • The company will be scheduled to complete a stock offering on NASDAQ or the NYSE within 12 months,
  • The Underwriter will be an investment bank with a track record of successfully completing initial public stock offerings, and
  • The industry-leading Capital Markets Advisory firm, Exchange Listing, will perform an evaluation of the company and generally will drive execution.

2. Emmis’s deal structure maximizes investment security while minimizing risk:  The risk mitigation strength of the Emmis transaction structure lies in the issuance of secured debt.

  • Secured Convertible Debt is often the most secure position in the capital stack.
  • Capital is provided through an Original Issue Discount (“OID”) Secured Note, which reduces capital outlay, and when coupled with high coupon cash interest are the key drivers to Total Investor Targeted Return of 25%-35% annually.
  • Company’s listing on Senior Exchanges Only, such as NASDAQ and the NYSE.
  • Near Term Listing, scheduled public stock offering in 12 months or less from time of investment.

3. Emmis’s deals typically include Material Equity ‘Kickers’:  A strength of the Emmis return strategy lies in the issuance by the Company of equity at a discount to the IPO price and in the quantum of shares and/or warrants received.

  • Equity shares issued on commitment of the debt, generally are in the range of 25%-100% of the total principal amount of the debt, at a discount of 15%-25% form the IPO price.
  • Additionally, Equity Warrants are also generally issued to Further Enhance Emmis’ total projected returns.

Invest in the Emmis Capital Fund to capitalize on a strategy that has historically ONLY been available to the most discriminating Institutional Investors!

Diversifying Your Investment Portfolio to include pre-IPO investments can help to mitigate risks associated with traditional investments
The strength of the Emmis strategy lies in the issuance of secured convertible debt, which is the base of the Company’s capital stack, and most secure. The practical strength of the Emmis strategy lies with limiting investment to companies that are actively engaged in an Initial Public Offering on a senior exchange with a well-regarded investment bank, coupled with a short time IPO execution horizon.

Access this Boutique Fund’s Exclusive Pre-IPO Opportunities, but Participation is Limited!

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Wall Street Insiders

Love to Identify and Exploit Niche High-Return, Low-Risk Investments

Emmis Capital Expectations and Standards!

  • 12% annual qualified dividends, paid quarterly
  • Strictly deploys capital as Secured Debt - the most secure position in capital stack
  • Targeted Investor Total Return is 25%-35% annually, with additional potential upsides associated with investing in Pre-IPO opportunities.
  • Eligible companies must list on senior exchanges - e.g., NASDAQ or NYSE
  • Pre-IPO Companies have the potential for rapid growth and innovation resulting in meaningful returns.
  • Time horizon to list on senior exchange of less than 12 months.
  • De-Risking of Investment: Partnership with Exchange Listing, LLC, which, on many investments performs a Pre-IPO readiness evaluation of the company and quarterbacks the IPO execution.
  • World-Class Advisors providing due-diligence and driving execution.

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What Returns Did Your 401k or Advisor Make you During the Best Bull Market in History?

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Accredited Investors can Access Outsized Returns by Investing with the Team and its Track Record

Track Record of Success:  Emmis Capital’s Management team has a strong track record of successful investments and IPOs. This track record not only instills confidence in issuers, but it also attracts higher quality issuers and enhances the group’s attractiveness to investors in future stock offerings.
Strong Relationships with Investment Bankers and Broker Dealers: Emmis Capital’s Management team has earned significant respect in the finance world working with leading investment banks, private equity firms, family offices, hedge funds in support of early to mid-stage companies executing mergers & acquisitions, Uplisting and IPOs.
IPO Expertise: Emmis Capital’s Management team has deep experience in navigating the NASDAQ and NYSE listing process, with a robust track record of taking new issues public via successful IPOs.
Expert Industry Knowledge: Emmis Capital’s Management team has in-depth knowledge of the industry’s risks and process mechanics, which is crucial in making informed investment decisions.

Join a Team of Visionaries as a Shareholder

Read How the Experts at Emmis Capital are bringing Integrity and Transparency to Small and Micro-Cap Pre-IPO Financing while Capturing Exceptional Returns

David Lowenstein, Partner

David Lowenstein, Partner

"Emmis Capital: Invest in Exclusive Pre-IPO Opportunities with a Targeted 25-35% Rate of Return"

Accredited Investors can Follow the Smart Money on Wall Street

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Why is Emmis Capital Focused on the Pre-IPO Micro- & Small-Cap Markets?

US IPO market reached its peak in 2021 issuances (1,500+) and total proceeds ($411 bn)

  • US public markets still have many inefficiencies despite the public offering markets reaching an all-time high in 2021, micro-cap Pre-IPO funding remains substantively inefficient.
  • NYSE and NASDAQ remain the largest public markets in the world yet individual investors generally lack access to the US IPO market.
  • IPO’s follow a Traditional Distribution Model driven almost exclusively by institutions, Hedge funds, and ultra-high net worth investors (Top 1%) which are provided favored access to IPO investments.
  • Retail investor access to IPOs is extremely limited and the democratization of Pre-IPO retail investor inclusion has lagged behind the rest of the industry.

Emmis Capital provides retail investors global access to US IPO market with alignment of IPO issuer needs and retail investor demand.

Do I Qualify to Invest in Emmis Capital, LLC?

Are you an Accredited Investor, who can invest in this fund?

An accredited investor, in the context of a natural person, includes anyone who:

  • Earned income that exceeded $200,000 (or $300,000 together with a spouse or spousal equivalent) in each of the prior two years, and reasonably expects the same for the current year, OR
  • Has a net worth over $1 million, either alone or together with a spouse or spousal equivalent (excluding the value of the person’s primary residence), OR
  • Holds a Series 7, 65 or 82 financial professional license in good standing.

There are other categories of accredited investors, including the following, which may be relevant to you:

  • any trust, with total assets in excess of $5 million, not formed specifically to purchase the subject securities, whose purchase is directed by a sophisticated person, OR
  • certain entity with total investments in excess of $5 million, not formed to specifically purchase the subject securities, OR
  • any entity in which all of the equity owners are accredited investors.
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Is an Investment in Emmis Capital Right for Me?

Summary of the Investment Opportunity

Emmis’s proven investment criteria, model and terms are ideal for investors seeking significant returns while minimizing risk. With a targeted investor ROI of 25-35% and a goal to turn investments 1.5 – 2 times per annum, this strategy offers the potential for exceptional investor returns. Additionally, the promise of 12% annual qualified dividends, paid quarterly, ensures a steady income stream.

Highlights:

Gain Access to High-Potential Industries through our pre-IPO investments, targeting companies within rapidly growing sectors like technology, biotech, and other disruptive fields. These industries hold the promise of delivering exponential returns.
Capitalize on Favorable Entry Points by participating in investments prior to a company’s public listing. This strategy allows investors to secure shares at valuations lower than post-IPO market prices, amplifying the potential for substantial gains.
Spotting Winning Opportunities is a strength of our proficient pre-IPO investment management teams. Their established track record in identifying emerging growth companies with the potential to become leaders in their respective industries significantly enhances the probability of successful investments.
Proactive Portfolio Management characterizes our boutique fund, which specializes in pre-IPO investing. Our approach ensures meticulous selection, continuous monitoring, and strategic optimization of investments to foster growth.
Thorough Due Diligence is conducted by our investment selection team which meticulously analyzes a company’s business model, competitive landscape, financial health, growth prospects, and current market insights. This comprehensive evaluation forms the basis for well-informed investment decisions.
Most importantly, the fund is managed by top-tier professionals with extensive experience, bringing a wealth of expertise to guide investment decisions, and partnering with Exchange Listing, LLC, renowned for its due diligence expertise and IPO execution, adds another layer of risk reduction, while the short 12-month time horizon to list on senior exchanges mitigates long-term risks and allows for faster realization of gains.
Overall, the Emmis funds strict strategy of investing in Secured Convertible Debt combined with compelling returns, capital safeguards, and expert management, makes Emmis Capital an intelligent choice for astute investors looking to achieve high financial returns while maintaining peace of mind.

Fund Snapshot At-A-Glance*

Issuer

Fund Size Target

Investment Strategy

Target Portfolio Companies

Focused Business Sectors

Business Type

Check Sizes

Target Rate of Return

Quarterly Dividend

* see PPM for full fund details (link to PPM).

Emmis Capital, LLC

$10,000,000

Pre-IPO, IPO, Uplisting and PIPE investments

Global Companies committed to listing on Nasdaq or NY Stock Exchange or other Senior Exchanges

Technology in Health and Finance, Renewables, Consumer Goods

Emerging growth, demonstrable execution, business transformation, M&A/Rollup

$50,000 to $1m

25% to 35%

3% per quarter (12% annualized)

Ready to Grow Your Wealth?

Invest with confidence. Emmis Capital’s proven strategy has produced significant returns, while secured debt safeguards provide you additional peace of mind.